Listing on the Corporate
Debt Market
7
65
STRUCTURE ORGANISATION AND OPERATION
OF THE SPANISH SECURITIES MARKET
1.2.-An example in PDF format of the securities
note or the prospectus and the final conditions where
necessary to be sent to
.
1.3.- Certification that the contents of the securities
note or the prospectus and the final conditions delive-
red are the same as those registered with the National
Securities Market Commission, issued by someone with
sufficient power.
1.4.- Photocopy of the setter accrediting registra-
tion of the prospectus or securities note in the National
Securities Market Commission.
1.5.- Notification of the result of the auction where
necessary.
1.6.- Certification of the result of the placement.
2.- The issuer must deliver to the AIAF Fixed In-
come Market the aforementioned documentation as fo-
llows:
• The documents mentioned in point 1.1.
• The rest of the documentation. The issuer must
respect the listing admission periods.
1.- Before the disbursement date and mandatory:
2.- After the disbursement date:
3. - The securities must be registered in the clearing
and settlement system of the AIAF Fixed Income Market.
Listing on the AIAF Fixed Income Market of
securities issued by regional and local go-
vernments (Royal Decree 705(2002 of July
19, 2002) and represented through the book-
entry system
1.- In accordance with Article 14, item 4, of the
AIAF’s Regulations, securities issued by regional and
local governments are understood to be admitted for
listing when the issuer asks for it. The following docu-
mentation, however, has to be delivered to the AIAF:
1.1.- Before the disbursement date, a letter reques-
ting listing of securities on the AIAF Fixed Income Mar-
ket.
1.2.- An example in PDF format of the announce-
ment of the issue published in the corresponding Offi-
cial Bulletin, which must be sent to
.
1.3.- Certification that the contents of the announ-
cement sent are the same as that in the corresponding
Official Bulletin, issued by someone with sufficient
power.
1.4.-Notification of the result of the auctions.
1.5.- Certification of the result of the placement.
2. - The issuer must deliver to the AIAF Fixed
Income Market the aforementioned documentation as
follows:
• The documents mentioned in point 1.1.
• The rest of the documentation. The issuer
must respect the listing admission periods.
1.- Before the disbursement date and mandatory:
2.- After the disbursement date:
3. - The securities must be registered in the clea-
ring and settlement system of the AIAF Fixed Income
Market.
The admission procedure in two phases set out in
Article 20 of the Market Regulations will be applied
in extraordinary cases and only in those cases reques-
ted by the issuer after securities were issued through a
public deed and registered in the Companies Register.
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